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Uniform Securities Act
Results: 366

#	Item
201	ALABAMA SECURITIES COMMISSION Joseph P. Borg, Director Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2008-02-14 10:22:05 North American Securities Administrators Association Financial economics Securities Act Securities fraud Securities Commission of New Zealand Securities Commission Fraud Uniform Combined State Law Exam Uniform Securities Act United States securities law Law Financial system
202	NASAA Insight The Voice of State & Provincial Securities Regulation Summer 2013 NASAA, SEC Commissioner Share Common Message: The Time Has Come to End Forced Arbitration Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:55:30 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Uniform Investment Adviser Law Exam North American Securities Administrators Association Uniform Securities Agent State Law Exam Registered Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser United States securities law Financial economics Business
203	CollegeCounts_Advisor_Logo_reversed_CMYK.eps Add to Reading List Source URL: www.collegecounts529advisor.com Language: English - Date: 2014-08-15 16:43:50 Investment Tax avoidance Uniform Gifts to Minors Act United States securities law Financial institutions 529 plan Custodial account Trust law Lord Abbett Law Taxation in the United States Financial economics
204	Custodians must inform College Illinois Add to Reading List Source URL: www.collegeillinois.org Language: English - Date: 2013-11-19 12:01:15 United States securities law Law Uniform Transfers to Minors Act Contract Taxation in the United States Tax avoidance Uniform Gifts to Minors Act
205	CollegeCounts_Advisor_Logo_reversed_CMYK.eps Add to Reading List Source URL: www.collegecounts529advisor.com Language: English - Date: 2014-09-11 12:58:27 United States securities law Current account Economics Macroeconomics Tax avoidance Taxation in the United States Uniform Gifts to Minors Act
206	THE COUNCIL OF STATE GOVERNMENTS RESOLUTION IN SUPPORT OF STATE SECURITIES REGULATION WHEREAS, there is now a crisis in the United States and world financial markets which demonstrates the need for strong, effective secu Add to Reading List Source URL: knowledgecenter.csg.org Language: English - Date: 2014-09-12 04:02:42 Late-2000s financial crisis Financial economics Canadian securities regulation Uniform Securities Act United States securities law Financial regulation Investment
207	NOTICE OF REQUEST FOR PUBLIC AND INTERNAL COMMENT: PROPOSED CHANGES TO MODEL CUSTODY AND RECORDKEEPING RULES UNDER THE UNIFORM SECURITIES ACTS OF 1956 AND 2002 TO CLARIFY REQUIREMENTS RELATING TO INADVERTENT CUSTODY OF C Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:58:22 Finance Financial services Uniform Securities Act Financial adviser North American Securities Administrators Association Investment Advisers Act Collective investment scheme Security Financial economics United States securities law Investment
208	COLORADO COMMISSION ON UNIFORM STATE LAWS REPORT - JANUARY, 2003 I. PREAMBLE To the Honorable Governor, Bill Owens; the Chief Justice of the Colorado Supreme Court, Add to Reading List Source URL: tornado.state.co.us Language: English - Date: 2012-11-28 16:54:01 National Conference of Commissioners on Uniform State Laws Uniform Securities Act Uniform Apportionment of Tort Responsibility Act Uniform Commercial Code Law of the United States Uniform Computer Information Transactions Act Model act Uniform Premarital Agreement Act Law Uniform Acts Business law
209	C420_EnrollAgree_11-13.indd Add to Reading List Source URL: www.cfnc.org Language: English - Date: 2013-11-13 08:10:50 Internal Revenue Code Personal finance Finance Tax avoidance Uniform Gifts to Minors Act United States securities law 529 plan Coverdell Education Savings Account Social Security Investment Taxation in the United States Financial economics
210	NEBRASKA ADMINISTRATIVE CODE Last Issue Date: April 7, 1999 Title 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 17 - CONDITIONS AND INFORMATION REQUIREMENTS FOR THE SECTION[removed]UNIFORM LIMITED OFFERING EXEMPTION Add to Reading List Source URL: www.sos.ne.gov Language: English - Date: 2012-08-13 11:36:05 Financial economics 73rd United States Congress Financial regulation Finance New Deal Securities Act Regulation D Security Form D United States Securities and Exchange Commission United States securities law SEC filings

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